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Building and Landlord Data Analysis Report

40 Broad Street, Manhattan, NY 10004

11
DOB Complaints
42
311 Housing Calls
0
Housing Violations
11
Permits

Risk Assessment

96
Low Risk

This building shows minimal signs of maintenance issues based on our analysis.

Our AI predicts there is a 96% chance of no major maintenance issues.
Augrented Insights Report for 40 Broad Street

The building at 40 Broad Street, a 156-unit, 31-story Class A residential property built in 1982, has experienced several notable incidents over the past two years (2023-2025) that warrant attention. The most significant ongoing concerns involve multiple food establishment violations throughout 2024, including cases of food contamination, water issues, and toilet facility problems, though most were determined to be isolated incidents upon inspection. The property has also faced various maintenance challenges, including water leaks, wall and ceiling paint issues, and appliance problems, particularly between January and April 2024, with some complaints remaining open for extended periods.

A concerning pattern emerged in early 2024 with multiple health-related complaints, including indoor air quality issues linked to construction dust, a smoking violation, and unsanitary conditions involving mold. The building's maintenance record shows regular attention to plumbing issues, as evidenced by multiple emergency and non-emergency complaints related to sinks, bathtubs/showers, and water supply systems. There have been periodic elevator maintenance inspections and compliance checks under Local Law 188/17, with records showing inspections completed with no violations warranting enforcement action. The property has maintained a clean record regarding bedbug infestations, with zero reported cases from 2019 through 2024, and has consistently passed rodent inspections conducted in accordance with city regulations.

Significant regulatory matters include a failure to file an energy benchmarking report in May 2024, though this violation was dismissed after confirmation of submission. Previous years' records reveal historical issues with privately owned public space compliance, though most were resolved without penalties. Recent building permits issued between 2018 and 2021 indicate regular maintenance and improvement work, including plumbing and electrical system upgrades. The property has generally demonstrated compliance with major building codes, with most violations being promptly addressed or dismissed upon inspection.

Last updated: July 26, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

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40 Broad Street Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Financial District.

Building Characteristics

Total units 156
Year built 1982
Total area 239204 sq ft
Floors 31
Tax Abatements None
Building Class HEREAFTER ERECTED CLASS A
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Key Building Statistics

11
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
0
Housing Violations
Class B & C housing maintenance code violations.
42
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
0
Work Orders
Repair orders issued by city agencies.
3
ECB Violations
Environmental Control Board violations on record.
0
Evictions
Evictions executed by city marshalls.
0
Rodent Inspections
Rodent inspections conducted by DOHMH.
11
Building Permits
Permits issued by DOB in the last 7 years.

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40 Broad Street Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

40 Broad Street Rent Control Status

Year Built
Built after 1974
Units
More than 6 units
RGB Registration
Not registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
After 1974 >6 units Not registered None

Full Building Data for 40 Broad Street

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 40 Broad Street. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2024-01-072024-08-10Plumbing-ToiletEmergencyCLOSE
2024-01-072024-08-10Paint/plaster-WallNon EmergencyCLOSE
2024-01-072024-08-10Appliance-Electric/gas RangeNon EmergencyCLOSE
2024-01-072024-04-16Plumbing-Basin/sinkEmergencyCLOSE
2024-01-072024-04-16Unsanitary Condition-MoldEmergencyCLOSE

Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 40 Broad Street. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date

311 Service Requests

Service requests made to 311 for 40 Broad Street. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2024-12-20 00:00Food Poisoning1 or 2ClosedDOHMH
2024-11-27 06:41Food EstablishmentWaterClosedDOHMH
2024-05-03 12:05Food EstablishmentToilet FacilityClosedDOHMH
2024-03-07 08:46Food EstablishmentFood ContaminatedClosedDOHMH
2024-01-30 18:22SmokingSmoking ViolationClosedDOHMH

DOB Complaints

Department of Buildings complaints regarding 40 Broad Street.

Complaint #FiledStatusCategoryInspection DateDisposition
16954382025-05-13CLOSEDPrivately Owned Public Space/Non-Compliance2025-05-14Complaint Unsubstantiated Based On Department Records (2025-05-20)
16345812023-04-20ACTIVELocal Law 188/17 Compliance Inspections – Active Jobs2023-08-11Compliance Inspection Completed – No Enforcement Action Required (2023-08-11)
16259612023-01-05CLOSEDLocal Law 188/17 Compliance Inspections – Active Jobs2023-01-06No Violation Warranted For Complaint At Time Of Inspection (2023-01-06)
16250452022-12-22CLOSEDElevator: Multiple Devices on Property2023-01-05No Violation Warranted For Complaint At Time Of Inspection (2023-01-06)
15953202022-03-17CLOSEDPrivately Owned Public Space/Non-Compliance2022-03-17No Violation Warranted For Complaint At Time Of Inspection (2022-03-21)

DOB Violations

Department of Buildings violations regarding 40 Broad Street.

Date IssuedCategoryDescriptionStatusComments
2024-05-03V*-DOB VIOLATION - DISMISSEDFAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4CONFIRMED SUBMISSION2024-06-14
2020-01-16V*-DOB VIOLATION - ResolvedPPN203 AOC SUB ON 6/30/21 BY:OTIS GUDESHWAR PERSAUD, CERT#0557162021-07-30
2019-09-03V*-DOB VIOLATION - DISMISSEDFAILED TO FILE FINAL SPRINKLER REPORT BY JULY 1, 2019CAW NOT SUBJECT TO LL 26/04 - SPRINKLERS2019-10-24
2019-04-05V*-DOB VIOLATION - DISMISSEDVIOLATION ISSUED TO ELEVATOR - FAILURE TO FILE CATEGORY 1 2017 INSPECTION/TESTCIANOW CRM Violation Dismissed2021-06-08

Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 40 Broad Street. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 40 Broad Street. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2024-12-160002023-11-012024-10-31
2023-12-020002022-11-012023-10-31
2022-12-140002021-11-012022-10-31
2021-12-140002020-11-012021-10-31
2020-12-280002019-11-012020-10-31

Rodent Inspections

Recent rodent inspection results for 40 Broad Street. Data from NYC DOHMH.

DateTypeResult
2025-07-31InitialPassed
2021-08-30InitialPassed
2018-07-25InitialPassed
2017-07-19InitialPassed
2016-11-03InitialPassed

HPD Litigation Explanation

The table below shows the HPD litigation records for 40 Broad Street. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found

OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 40 Broad Street. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus

ECB Violations

Environmental Control Board violations for 40 Broad Street. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2019-11-1537016719HCOOPER SQUARE REALTYAC279291-FAILURE TO COMPLETE THE INSTALLATION OF A FULL SYSTEM OF AUTOMATIC SPRINKLERS AND FILE A FINAL SPRINKLER REPORT PREPARED BY A REGISTERED DESIGN PROFESSIONAL BY JULY 1,2019,IN AN OFFICE BUILDING 100 FEERESOLVE0.00.0
2019-09-1135414865RTHE SETAL CONDOMINIUM RESVIOLATION OF DISCREPETIONARY TOWING CONDITIONS IN A PRIVATELY OWNED PUBLIC PLAZA. NOTED:AT TIME OF INSPECTION AS PER POPS#M010018 AND DWG A-1 TOWER MANAGEMENT REVISED 5.10.2007.THE FOLLOWING AMENITIES ARE REQUIRESOLVE10000.010000.0
2018-05-1435334514PTHE SETAI CONDOMINIUM RESVIO OF DISCRETIONARY ZONING CONDS ON PRIVATELY OWNED PUBLIC SPACE.NOTED:@TIME OF INSP PLAZA IS MISSING REQUIRED AMENITIES SEATING (50) LINEAR FEET REQUIRED (0) (LF) PROVIDED,TREES W/IN SPACE (3) REQUIRED (0) PRRESOLVE0.00.0

Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 40 Broad Street. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus

Vacate Orders Explanation

The table below shows the vacate orders for 40 Broad Street. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits

Work Orders Explanation

The table below shows the work orders for 40 Broad Street. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge

Liens Explanation

The table below shows tax and water liens for 40 Broad Street. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle

Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 40 Broad Street. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 40 Broad Street. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus

Fire Inspections

Fire Department inspection records for this property.

Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration

Water Connections

Water connection permits and records for 40 Broad Street. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 40 Broad Street. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 40 Broad Street. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
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Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 40 Broad Street Compares

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