You need to enable JavaScript to use this site.407 3rd Avenue, Manhattan Report | Augrented NYC Apartment Ratings & Reviews
Building and Landlord Data Analysis Report

407 3rd Avenue, Manhattan, NY 10016

15
DOB Complaints
108
311 Housing Calls
1
Housing Violations
19
Permits

Risk Assessment

75
Low Risk

This building shows minimal signs of maintenance issues based on our analysis.

Our AI predicts there is a 75% chance of no major maintenance issues.
Augrented Insights Report for 407 3rd Avenue

407 3rd Avenue, a 20-story residential building constructed in 1964 and containing 252 units, is currently experiencing significant heating and hot water system issues. During May 2025 alone, there were eight complaints regarding heat and hot water problems affecting the entire building, with multiple complaints still remaining open as of late May 2025.

The building has been subject to ongoing maintenance challenges, including four open Housing Maintenance Code violations as of 2024-2025, notably involving a plumbing emergency related to toilets and various heat/hot water-related issues. The building's recent history shows a pattern of heating system problems, particularly during the 2025 summer months, with multiple HPD complaints documenting the lack of heat or hot water. The property has also faced several maintenance violations, including two open violations from July 2022 regarding window repairs needed in Apartment 9L and issues with building numbers and inspection certificates.

While the building has passed multiple rodent inspections between 2016 and 2025, there have been instances of rat activity noted in April 2025. The property owner, Christina Forbes, has been responsible for addressing these various issues, with some violations showing as resolved and others remaining open. Notably, there have been no reported bedbug infestations in recent years, with the most recent filings (2024-2025) showing zero infested units.

Last updated: July 27, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

407 3rd Avenue Report Contents

Download Full Report for 407 3rd Avenue

Sign up to download the full building report in PDF or Excel format

Sign Up for Free

407 3rd Avenue Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Kips Bay.

Building Characteristics

Total units 252
Year built 1964
Total area 253489 sq ft
Floors 20
Tax Abatements None
Building Class HEREAFTER ERECTED CLASS A
Preview of building report data and features

Unlock Complete Building History

Get access to comprehensive violation records, court cases, landlord portfolios, and detailed maintenance history for this building and thousands of others.

Full violation history
Landlord portfolios
Court case records
PDF/Excel reports
Sign Up for Free Access
No credit card required • Instant access

Key Building Statistics

15
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
1
Housing Violations
Class B & C housing maintenance code violations.
108
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
0
Work Orders
Repair orders issued by city agencies.
13
ECB Violations
Environmental Control Board violations on record.
0
Evictions
Evictions executed by city marshalls.
4
Rodent Inspections
Rodent inspections conducted by DOHMH.
19
Building Permits
Permits issued by DOB in the last 7 years.

Included Addresses

  • 395 3rd Ave, New York, NY 10016
  • 397 3rd Ave, New York, NY 10016
  • 399 3rd Ave, New York, NY 10016
  • 401 3rd Ave, New York, NY 10016
  • 403 3rd Ave, New York, NY 10016
  • 405 3rd Ave, New York, NY 10016
  • 201 East 28th St, New York, NY 10016
  • 203 East 28th St, New York, NY 10016
  • 205 East 28th St, New York, NY 10016
  • 207 East 28th St, New York, NY 10016
  • 209 East 28th St, New York, NY 10016
  • 211 East 28th St, New York, NY 10016
  • 213 East 28th St, New York, NY 10016

Map and Aerial View of 407 3rd Avenue

Street Map View

Loading street map...

Click and drag to explore the area
Satellite View

Loading satellite view...

Aerial view of the surrounding area

Reviews of 407 3rd Avenue

See what current and past tenants have to say

No reviews yet

Be the first to share your experience living at this property. Your review helps future tenants make informed decisions.

Rate your experience Share honest feedback Help other tenants

Share Your Experience

Help future tenants by leaving an honest review of this property

Login Required

You must be logged in to leave a review. Join our community and share your experience!

Login to Continue
Don't have an account? Sign up here

407 3rd Avenue Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

Date FiledCase TitleCourtLink
First five items shown. Sign up to see more.

407 3rd Avenue Rent Control Status

Year Built
Built before 1974
Units
More than 6 units
RGB Registration
Registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
Before 1974 >6 units Registered None

Full Building Data for 407 3rd Avenue

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 407 3rd Avenue. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2025-06-172025-06-17Plumbing-ToiletEmergencyOPEN
2025-05-222025-05-26Heat/hot Water-Entire BuildingEmergencyCLOSE
2025-05-242025-05-26Heat/hot Water-Entire BuildingEmergencyCLOSE
2025-05-212025-05-23Heat/hot Water-Entire BuildingEmergencyCLOSE
2025-05-212025-05-23Heat/hot Water-Entire BuildingEmergencyCLOSE
First five items shown. Sign up to see more.

Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 407 3rd Avenue. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date
2022-07-14AOpenNone9L§ 27-2005 ADM CODE REFIT UPPER AND LOWER WINDOW SASHES IN THE 1st ROOM FROM EAST LOCATED AT APT 9L, 9th STORY, 2nd APARTMENT FROM EAST AT SOUTHNone
2022-07-14AOpenNone9L§ 27-2005 ADM CODE REFIT UPPER AND LOWER WINDOW SASHES IN THE 2nd ROOM FROM EAST LOCATED AT APT 9L, 9th STORY, 2nd APARTMENT FROM EAST AT SOUTHNone
2022-07-14AOpenNoneNone§ 329, M/D LAW AND DEPT. RULES AND REGS. PROVIDE A COMPLETED CERTIFICATE OF INSPECTION VISITS IN A PROPER FRAME AT OR NEAR MAILBOXES, BOTTOM EDGE OF FRAME BETWEEN 48-62 INCHES ABOVE FLOOR MISSING AT PUBLIC HALL, 1st STORYNone
2022-07-14AOpenNoneNone§ 27-2049 ADM CODE POST AND MAINTAIN A STREET NUMBER ON THE FRONT OF THE DWELLING PLAINLY VISIBLE FROM THE SIDEWALK.None
2018-09-28AOpenNone11K§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING AND ALL WALLS THROUGHOUT IN THE ENTIRE APARTMENT LOCATED AT APT 11K, 11th STORY, 1st APARTMENT FROM SOUTH AT WESTNone
First five items shown. Sign up to see more.

311 Service Requests

Service requests made to 311 for 407 3rd Avenue. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2025-05-24 21:46HEAT/HOT WATERENTIRE BUILDINGClosedHPD
2025-05-22 20:58HEAT/HOT WATERENTIRE BUILDINGClosedHPD
2025-05-21 21:28HEAT/HOT WATERENTIRE BUILDINGClosedHPD
2025-05-21 20:00HEAT/HOT WATERENTIRE BUILDINGClosedHPD
2025-05-21 13:42HEAT/HOT WATERENTIRE BUILDINGClosedHPD
First five items shown. Sign up to see more.

DOB Complaints

Department of Buildings complaints regarding 407 3rd Avenue.

Complaint #FiledStatusCategoryInspection DateDisposition
16727872024-07-17CLOSEDTenant Safety Inspection2024-07-18Compliance Inspection Performed (2024-07-18)
16710502024-06-25CLOSEDTenant Safety Inspection2024-06-25No Violation Warranted For Complaint At Time Of Inspection (2024-06-25)
16691782024-05-30CLOSEDTenant Safety Inspection2024-05-31Oath Violation Served (2024-05-31)
16415752023-06-24CLOSEDEgress: - Locked/Blocked/Improper/No Secondary Means2023-06-25No Violation Warranted For Complaint At Time Of Inspection (2023-06-25)
16205112022-10-18CLOSEDConstruction Safety Compliance (CSC) Action2022-10-18Oath Violation Served (2022-10-18)
First five items shown. Sign up to see more.

DOB Violations

Department of Buildings violations regarding 407 3rd Avenue.

Date IssuedCategoryDescriptionStatusComments
2024-08-07V*-DOB VIOLATION - DISMISSEDFAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATIONECB DOWNGRADED TO CLASS 2 OR 32024-09-20
2019-02-22V*-DOB VIOLATION - ResolvedPPN203 AOC SUB 08/11/2021 BY AMERICAN ELEVATOR CERT 082034 VEERASAMMY GOVINDEISA2021-09-07
2019-02-22V*-DOB VIOLATION - ResolvedPPN203 AOC SUB 08/11/2021 BY AMERICAN ELEVATOR CERT 082034 VEERASAMMY GOVINDEISA2021-09-07
First five items shown. Sign up to see more.

Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 407 3rd Avenue. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

DateTypeDescriptionStatus
First five items shown. Sign up to see more.

Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 407 3rd Avenue. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2024-12-120002023-11-012024-10-31
2023-12-040002022-11-012023-10-31
2022-12-080002021-11-012022-10-31
2021-12-140002020-11-012021-10-31
2020-12-310002019-11-012020-10-31
First five items shown. Sign up to see more.

Rodent Inspections

Recent rodent inspection results for 407 3rd Avenue. Data from NYC DOHMH.

DateTypeResult
2025-05-20CompliancePassed
2025-04-04InitialRat Activity
2022-12-02CompliancePassed
2022-11-09InitialRat Activity
2020-07-08InitialPassed
First five items shown. Sign up to see more.

HPD Litigation Explanation

The table below shows the HPD litigation records for 407 3rd Avenue. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found
Sign in to view this data.

OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 407 3rd Avenue. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus
Sign in to view this data.

ECB Violations

Environmental Control Board violations for 407 3rd Avenue. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2024-05-3139115708ZJCK CONTRACTING CORPAT TIME OF INSPECTION AT ABOVE PREMISES OBSERVED EXCESSIVE GARBAGE IN UNIT #14K. THE TENANT PROTECTION PLAN SUBMITTED STATES REMOVAL OF DEBRIS AT EACH WORK DAY; 3303.10, COMPLY WITH CODERESOLVE1250.00.0
2022-10-1839507778RPOFI CONSTRUTION CORPWORK DOES NOT CONFORM. TO APPROVE. CONSTRUCTION DOCUMENTS AND AMENDMENTS. SAFETY PLAN. A TIME OF INSPECTION. FOR A FULL. SIDEWALK SHARE REMOVAL. I OBSERVED. THAT 112 LINEAR FOOTAGE OF SIDEWALK SHED. WAS NOT INRESOLVE0.00.0
2022-07-0535648386LPOFI CONSTRUCTION CORPBC3307.6.5.11 FAILURE TO NOTIFY DEPT PRIOR TO REMOVING SIDEWALKSHED.ATOI OF ACTIVE JOBSITE OBSERVED 20STYBLDG OBSERVED NO SWS@EXP1 ON E28ST.UPON RESEARCH ON BIS/DOBNOW NOTICED NO PRIOR INSP CONDUCTED BEFORE REMRESOLVE0.00.0
2021-09-0935587647YHAP CONSTRUCTION LLCFAILURE TO FILE EVIDENCE OF LIABILITY &/OR PROPERTY DAMAGE INSURANCE-EXPIRED GEN LIABILITY INSURANCE NOTED:ATOI OF 20STYNB.I OBSERVED MULTIPLE WORKERS WORKING IN NB UNDER PERMIT121185813.UPON RESEARCH IN BIS/DORESOLVE0.00.0
2020-10-1535521967LTINI MUSTALASFAILURE TO COMPLY WITH THE COMMISSIONERS ORDER IN SUMMONS/VIOLATION #35498221M ISSUED ON 08-05-20 AND TO FILE A CERTIFICATE OF CORRECTION PURSUANT TO 28-201.1 AND 1RCNY 102-01 FAUSE CERTIFICATION COMPLY WITH CORESOLVE0.00.0
First five items shown. Sign up to see more.

Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 407 3rd Avenue. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus
Sign in to view this data.

Vacate Orders Explanation

The table below shows the vacate orders for 407 3rd Avenue. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits
Sign in to view this data.

Work Orders Explanation

The table below shows the work orders for 407 3rd Avenue. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge
Sign in to view this data.

Liens Explanation

The table below shows tax and water liens for 407 3rd Avenue. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle
Sign in to view this data.

Sign in to view this data.
Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 407 3rd Avenue. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 407 3rd Avenue. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus
Sign in to view this data.

Fire Inspections

Fire Department inspection records for this property.

DateTypeResult
Sign in to view this data.

Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration
Sign in to view this data.

Water Connections

Water connection permits and records for 407 3rd Avenue. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 407 3rd Avenue. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 407 3rd Avenue. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
Sign in to view this data.

Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 407 3rd Avenue Compares

Loading comparison data...

Compare with buildings in Kips Bay:

0

Comparable Buildings

0

Better Rated

0

Worse Rated

Preview of building report data and features

Unlock Complete Building History

Get access to comprehensive violation records, court cases, landlord portfolios, and detailed maintenance history for this building and thousands of others.

Full violation history
Landlord portfolios
Court case records
PDF/Excel reports
Sign Up for Free Access
No credit card required • Instant access

Nearby Buildings

Search More Buildings in Kips Bay