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Building and Landlord Data Analysis Report

3420 Broadway, Manhattan, NY 10031

8
DOB Complaints
62
311 Housing Calls
34
Housing Violations
6
Permits

Risk Assessment

54
Moderate Risk

This building shows some maintenance concerns that warrant attention.

Our AI predicts there is a 54% chance of no major maintenance issues.
Augrented Insights Report for 3420 Broadway

3420 Broadway is a 6-story, 36-unit residential building in Hamilton Heights, built in 1910 and currently owned by Smajlje Srdanovic. The property has experienced numerous maintenance and safety issues in recent years, with the most pressing concerns being a current rodent/insect/garbage situation (June 2025) as noted by the Department of Health and Mental Hygiene and multiple open violations for electrical wiring issues. Between May and June 2025 alone, there were documented problems with electrical systems, mold, plumbing, flooring, and general maintenance issues, all of which received HPD violations requiring correction.

The building's history shows persistent problems with basic services, including heat and hot water, as evidenced by multiple violations and complaints between 2020 and 2024 regarding inadequate heating systems and water supply. The property has also faced regulatory scrutiny, with significant violations recorded in 2024 regarding illegal occupancy and locking devices in Apartment 55, for which penalties were imposed. Historical records show recurring issues with elevator service, heating system access, and construction safety compliance, including several ECB violations related to construction work and tenant safety requirements in 2019-2021.

Although the building has passed recent rodent inspections (most recently in February 2025), there have been multiple failed compliance inspections in 2024. The property has maintained an active bedbug-free certification since 2019, with no reported infestations in the past six filing periods. Current records indicate an active violation regarding the failure to display energy efficiency scores, as per building code requirements established in 2021.

Last updated: July 27, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

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3420 Broadway Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Hamilton Heights.

Building Characteristics

Total units 36
Year built 1910
Total area 47166 sq ft
Floors 6
Tax Abatements None
Building Class NEW LAW TENEMENT
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Key Building Statistics

8
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
34
Housing Violations
Class B & C housing maintenance code violations.
62
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
0
Work Orders
Repair orders issued by city agencies.
10
ECB Violations
Environmental Control Board violations on record.
2
Evictions
Evictions executed by city marshalls.
6
Rodent Inspections
Rodent inspections conducted by DOHMH.
6
Building Permits
Permits issued by DOB in the last 7 years.

Included Addresses

  • 3420 Broadway, New York, NY 10031
  • 3422 Broadway, New York, NY 10031
  • 3424 Broadway, New York, NY 10031
  • 3426 Broadway, New York, NY 10031
  • 571 West 139th St, New York, NY 10031

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3420 Broadway Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

3420 Broadway Rent Control Status

Year Built
Built before 1974
Units
More than 6 units
RGB Registration
Registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
Before 1974 >6 units Registered None

Full Building Data for 3420 Broadway

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 3420 Broadway. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2025-06-222025-06-25Electric-Power OutageImmediate EmergencyCLOSE
2025-06-222025-06-25Unsanitary Condition-MoldEmergencyCLOSE
2025-06-222025-06-25Door/window-Window FrameEmergencyCLOSE
2025-06-222025-06-25Electric-WiringEmergencyCLOSE
2025-05-132025-05-23Plumbing-RadiatorEmergencyCLOSE

Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 3420 Broadway. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date
2024-12-04ACloseNone64§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING IN THE KITCHEN LOCATED AT APT 64, 6th STORY, 4th APARTMENT FROM SOUTH AT WEST2025-03-27T00:00:00.000Z
2024-12-04BCloseNone64§ 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 10 SQFT AT CEILING IN THE BATHROOM LOCATED AT APT 64, 6th STORY, 4th APARTMENT FROM SOUTH AT WEST2025-01-15T00:00:00.000Z
2024-12-04BCloseNone64§ 27-2005 ADM CODE REPAIR THE ROOF SO THAT IT WILL NOT LEAK OVER CEILING IN THE KITCHEN LOCATED AT APT 64, 6th STORY, 4th APARTMENT FROM SOUTH AT WEST2025-01-27T00:00:00.000Z
2024-12-04CCloseNone64HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 64, 6th STORY, 4th APARTMENT FROM SOUTH AT WEST2025-01-03T00:00:00.000Z
2024-11-17COpenNone3§ 27-2029 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF HEAT FOR THE APARTMENT IN THE ENTIRE APARTMENT LOCATED AT APT 3, 1st STORY, 1st APARTMENT FROM SOUTH AT WEST2024-11-25T00:00:00.000Z

311 Service Requests

Service requests made to 311 for 3420 Broadway. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2025-06-25 18:40Food EstablishmentRodents/Insects/GarbageIn ProgressDOHMH
2025-05-13 12:52ELECTRICWIRINGClosedHPD
2025-05-13 12:39UNSANITARY CONDITIONPESTSClosedHPD
2025-05-13 12:39FLOORING/STAIRSFLOORClosedHPD
2025-05-13 12:39PLUMBINGTOILETClosedHPD

DOB Complaints

Department of Buildings complaints regarding 3420 Broadway.

Complaint #FiledStatusCategoryInspection DateDisposition
16883452025-02-10CLOSEDBuilding Shaking/Vibrating/Struct Stability Affected2025-02-11No Violation Warranted For Complaint At Time Of Inspection (2025-02-11)
16735792024-07-28CLOSEDIllegal Conversion2024-08-19Oath Violation Served (2024-08-19)
15660632021-03-05CLOSEDFailure to Maintain2021-03-26Stop Work Order Fully Rescinded (2021-03-26)
15603942020-12-16CLOSEDWork Without a Permit – Occupied Multiple Dwelling2020-12-16No Violation Warranted For Complaint At Time Of Inspection (2020-12-16)
15479782020-07-18CLOSEDCOVID-19 Executive Order2020-07-20No Violation Warranted For Complaint At Time Of Inspection (2020-07-20)

DOB Violations

Department of Buildings violations regarding 3420 Broadway.

Date IssuedCategoryDescriptionStatusComments
2021-04-29V-DOB VIOLATION - ACTIVEFAILURE TO DISPLAY ENERGY EFFICIENCY SCORE AND ENERGY EFFICIENCY GRADE AS PER ADCODE SEC. 28-309.12.3
2020-09-30V*-DOB VIOLATION - DISMISSEDFAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION000810 PAID INVOICE 907184422022-12-01
2020-09-16V*-DOB VIOLATION - DISMISSEDFAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION000810 PAID INVOICE 907184442022-12-01

Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 3420 Broadway. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 3420 Broadway. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2024-12-240002023-11-012024-10-31
2023-12-270002022-11-012023-10-31
2022-12-210002021-11-012022-10-31
2022-02-020002020-11-012021-10-31
2021-11-170002019-11-012020-10-31

Rodent Inspections

Recent rodent inspection results for 3420 Broadway. Data from NYC DOHMH.

DateTypeResult
2025-07-23InitialPassed
2025-02-21CompliancePassed
2025-01-17InitialFailed for Other R
2024-08-28CompliancePassed
2024-07-23InitialFailed for Other R

HPD Litigation Explanation

The table below shows the HPD litigation records for 3420 Broadway. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found

OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 3420 Broadway. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus

ECB Violations

Environmental Control Board violations for 3420 Broadway. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2024-08-1939122398HCOB 3420 BROADWAY LLCATOI AT APT #55 ON 5TH FLOOR OF PREMISES, ILLEGAL LOCKING DEVICES ON ALL 3 BEDROOM DOORS, PROVIDE LEGAL HARDWARE; REMOVE ILLEGAL LOCKING DEVICES ON ALL BEDROOM DOORS AT APT # 55 IMMEDIATELYRESOLVE1250.01250.0
2024-08-1939122397XCOB 3420 BROADWAY LLCATOI AT APT #55, 3 BEDROOM CLASS A APT OCCUPIED BY 6 ADULTS AND 2 CHILDREN WITH ONE BEDROOM RENTED OUT AS A B ROOM OCCUPIED BY 2 ADULTS AND 1 CHILD, DISCONTINUE ILLEGAL OCCUPANCY OR AMEND C OF O; RESTORE PREMISRESOLVE1250.01250.0
2021-03-0535552531MCOB 3420 BROADWAY LLCPEDESTRIAN PROTECTION DOES NOT MEET CODE SPECIFICATIONS.AT TIME OF INSPECTION ON A 6 STORY BUILDING,OBSERVED SWS ERECTED THE CAPS FROM THE BOLTS WHERE MISSING CAN CREATE A HAZARDOUS CONDITION FOR PEDESTRIANS INRESOLVE2400.02400.0
2021-03-0535552532YRENNON CONSTRUCTION CORPTEMPORARY CONSTRUCTION EQUIPMENT ONSITE-EXPIRED PERMIT.AT TIME OF INSPECTION ON A 6 STORY BUILDING,OBSERVED SWS AND PIPE SCAFFOLD ERECTED.OBSERVED THE PERMIT#M00310940-I7-SF PIPE SCAFFOLD EXPIRED ON 2/7/2021.CRRESOLVE0.00.0
2020-08-0337020065JACCURATE AND RELIABLE HOMFAILURE TO COMPLY WITH COMMISSIONER'S ORDER CONTAINED IN SUMMONS/VIOLATION#39006381N ISSUED ON 7/25/2019,AND TO FILE A CERTIFICATE OF CORRECTION PURSUANT TO 28.201.1 AND 1RCNY 102-01(D)(2).AN ACCEPTIBLE CERTIFIRESOLVE1250.00.0

Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 3420 Broadway. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus

Vacate Orders Explanation

The table below shows the vacate orders for 3420 Broadway. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits

Work Orders Explanation

The table below shows the work orders for 3420 Broadway. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge

Liens Explanation

The table below shows tax and water liens for 3420 Broadway. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle

Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 3420 Broadway. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 3420 Broadway. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus

Fire Inspections

Fire Department inspection records for this property.

Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration

Water Connections

Water connection permits and records for 3420 Broadway. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 3420 Broadway. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 3420 Broadway. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
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Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 3420 Broadway Compares

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