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Building and Landlord Data Analysis Report

4101 Broadway, Manhattan, NY 10032

18
DOB Complaints
136
311 Housing Calls
97
Housing Violations
2
Permits

Risk Assessment

47
Moderate Risk

This building shows some maintenance concerns that warrant attention.

Our AI predicts there is a 47% chance of no major maintenance issues.
Augrented Insights Report for 4101 Broadway

The 12-story, 74-unit building at 4101 Broadway in Washington Heights, built in 1926 and currently owned by Alley Perez, has experienced significant maintenance challenges in recent years. Most notably, there are several open emergency complaints as of April 2025 regarding plumbing issues (specifically a sink), flooring problems, and recurring rodent activity. The building has a concerning pattern of pest-related violations, with apartment 10E (documented in October 2024) showing multiple open violations related to pest infestations (including mice and roaches) and maintenance issues, such as peeling paint and broken window hardware.

Recent inspections have confirmed rat activity in and around the building across multiple dates in 2023 and 2024, suggesting an ongoing rodent control challenge. The elevator system has been a recurring source of violations and complaints, with multiple instances of out-of-service conditions noted between 2019 and 2021. There are also active violations related to the building's exterior maintenance, including cracked marble and brick issues documented in 2020.

The building's management has faced scrutiny for failing to file necessary documentation, including energy benchmarking reports and façade inspection reports, with active violations noted in 2024. While there was a bedbug infestation reported affecting 7 units in 2019, subsequent filings from 2020 through 2024 indicate no further infestations. The property has undergone various inspections and received multiple citations for building code violations, including issues with phone systems, security features, and plumbing work. Recent housing maintenance code complaints from 2025 indicate ongoing issues with flooring and plumbing systems, though some earlier complaints were closed without violations being found during inspections.

Last updated: July 27, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

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4101 Broadway Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Washington Heights.

Building Characteristics

Total units 74
Year built 1926
Total area 78425 sq ft
Floors 12
Tax Abatements None
Building Class NEW LAW TENEMENT
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Key Building Statistics

18
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
97
Housing Violations
Class B & C housing maintenance code violations.
136
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
9
Work Orders
Repair orders issued by city agencies.
16
ECB Violations
Environmental Control Board violations on record.
2
Evictions
Evictions executed by city marshalls.
49
Rodent Inspections
Rodent inspections conducted by DOHMH.
2
Building Permits
Permits issued by DOB in the last 7 years.

Included Addresses

  • 4101 Broadway, New York, NY 10032
  • 4103 Broadway, New York, NY 10032
  • 4105 Broadway, New York, NY 10032
  • 629 West 173rd St, New York, NY 10032
  • 631 West 173rd St, New York, NY 10032
  • 633 West 173rd St, New York, NY 10032
  • 635 West 173rd St, New York, NY 10032
  • 637 West 173rd St, New York, NY 10032

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4101 Broadway Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

4101 Broadway Rent Control Status

Year Built
Built before 1974
Units
More than 6 units
RGB Registration
Registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
Before 1974 >6 units Registered None

Full Building Data for 4101 Broadway

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 4101 Broadway. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2025-06-302025-06-30Flooring/stairs-FloorNon EmergencyOPEN
2025-06-252025-06-25Unsanitary Condition-PestsNon EmergencyOPEN
2025-03-312025-05-28Flooring/stairs-FloorEmergencyCLOSE
2025-03-312025-05-28Paint/plaster-WallNon EmergencyCLOSE
2025-03-312025-05-28Flooring/stairs-FloorNon EmergencyCLOSE

Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 4101 Broadway. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date
2024-10-27COpenNone10EHMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-10-27BOpenNone10E§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT WEST AND SOUTH WALL IN THE KITCHEN LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-10-27BOpenNone10EHMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF VERMIN FLIES IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-10-27BOpenNone10E§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE SPRING BALANCE AT LOWER AND UPPER SASH WINDOW IN THE BATHROOM LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-10-27BOpenNone10E§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT NORTH WALL ( INSIDE CLOSET) IN THE 1st ROOM FROM NORTH AT EAST LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTNone

311 Service Requests

Service requests made to 311 for 4101 Broadway. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2025-04-08 14:17PLUMBINGBASIN/SINKOpenHPD
2025-04-08 14:17FLOORING/STAIRSFLOOROpenHPD
2025-03-31 11:49PAINT/PLASTERWALLClosedHPD
2025-03-31 11:49UNSANITARY CONDITIONPESTSClosedHPD
2025-03-31 11:49FLOORING/STAIRSFLOORClosedHPD

DOB Complaints

Department of Buildings complaints regarding 4101 Broadway.

Complaint #FiledStatusCategoryInspection DateDisposition
16740262024-08-02CLOSEDSidewalk Shed/Supported Scaffold/Inadequate/Defect/NONE/NO PMT/NO CERT2024-08-02No Violation Warranted For Complaint At Time Of Inspection (2024-08-02)
16649252024-04-10CLOSEDSidewalk Shed/Supported Scaffold/Inadequate/Defect/NONE/NO PMT/NO CERT2024-04-10No Violation Warranted For Complaint At Time Of Inspection (2024-04-10)
16251792022-12-23CLOSEDElevator: Multiple Devices on Property2023-01-23No Violation Warranted For Complaint At Time Of Inspection (2023-01-24)
15881942021-12-03CLOSEDPlumbing Work – Illegal/No Permit (also Sprinkler/Standpipe)2022-02-01Oath Violation Served (2022-02-01)
15740652021-06-15CLOSEDElevator: Single Device on Property/No Alternate Service2021-06-15Oath Violation Served (2021-06-16)

DOB Violations

Department of Buildings violations regarding 4101 Broadway.

Date IssuedCategoryDescriptionStatusComments
2024-08-03V-DOB VIOLATION - ACTIVEFAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
2024-05-03V-DOB VIOLATION - ACTIVEFAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
2024-02-22V-DOB VIOLATION - ACTIVEFAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024
2022-08-02V*-DOB VIOLATION - DISMISSEDFAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4CONFIRMED SUBMISSION.2022-09-23
2022-04-27V*-DOB VIOLATION - DISMISSEDFAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION000810 PAID INVOICE 907252122023-01-02

Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 4101 Broadway. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 4101 Broadway. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2024-12-300002023-11-012024-10-31
2023-12-080002022-11-012023-10-31
2022-12-070002021-11-012022-10-31
2021-12-010002020-11-012021-10-31
2021-04-120002019-11-012020-10-31

Rodent Inspections

Recent rodent inspection results for 4101 Broadway. Data from NYC DOHMH.

DateTypeResult
2025-07-30ComplianceRat Activity
2025-04-10ComplianceRat Activity
2025-02-27InitialRat Activity
2024-09-03ComplianceRat Activity
2024-07-30InitialRat Activity

HPD Litigation Explanation

The table below shows the HPD litigation records for 4101 Broadway. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found

OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 4101 Broadway. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus

ECB Violations

Environmental Control Board violations for 4101 Broadway. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2022-01-3139055254LBROADWAY TOWERS NYC LLC CFAILURE TO MAINTAIN BUILDING IN CODE COMPLAINT MANNER I OBSERVED IN BASEMENT ON A APARTMENT GAS LINE HAVING A FUTURE ON GAS PIPE ALSO USING GAS METER ROOM AS STORAGE ROOM, REPAIR AND/REPLACEACTIVE1250.00.0
2022-01-3139055253JBROADWAY TOWERS NYC LLC CWORK WITHOUT A PERMIT I OBSERVED IN BASEMENT IN GAS METER ROOM NEW HOUSE TRAP WAS INSTALLED AND REMOVAL OF WASTE LINES AND WATER LINES WORK DONE 100 PERCENT, OBTAIN PERMITACTIVE2500.00.0
2021-06-1539042877PBROADWAY TOWERS NYC LLC CNO DOOR LOCK MONITORING INSTALLED IN CONTROLLER AS MANDATED IN APPENDIX K OF THE 2014 BUILDING CODES. REMEDY: INSTALL DLM IN CONTROLLER , FILE AND PERFORM TEST WITH NYC DOB, REPAIR PHONERESOLVE1250.00.0
2021-06-1539042878RBROADWAY TOWERS NYC LLC CPHONE NOT WORKING, REPAIRRESOLVE625.00.0
2021-06-1539042876NBROADWAY TOWERS NYC LLC CPHONE NOT WORKING, REPAIR PHONERESOLVE625.00.0

Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 4101 Broadway. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus

Vacate Orders Explanation

The table below shows the vacate orders for 4101 Broadway. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits

Work Orders Explanation

The table below shows the work orders for 4101 Broadway. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge

Liens Explanation

The table below shows tax and water liens for 4101 Broadway. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle

Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 4101 Broadway. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 4101 Broadway. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus

Fire Inspections

Fire Department inspection records for this property.

Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration

Water Connections

Water connection permits and records for 4101 Broadway. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 4101 Broadway. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 4101 Broadway. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
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Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 4101 Broadway Compares

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Full violation history
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PDF/Excel reports
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