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Building and Landlord Data Analysis Report

4411 Broadway, Manhattan, NY 10040

4
DOB Complaints
81
311 Housing Calls
43
Housing Violations
7
Permits

Risk Assessment

59
Moderate Risk

This building shows some maintenance concerns that warrant attention.

Our AI predicts there is a 59% chance of no major maintenance issues.
Augrented Insights Report for 4411 Broadway

The 83-unit, 6-story building at 4411 Broadway in Washington Heights, constructed in 1928 and currently owned by Sharon Speigel, has experienced recurring maintenance issues in recent years, particularly regarding heat/hot water systems and pest control. Between January 2025 and July 2025, there were multiple complaints about heat and hot water problems affecting the entire building, with HPD often unable to gain access for inspection. Additionally, there has been an ongoing pest infestation issue, with several complaints and violations related to pests documented throughout 2025, including multiple open complaints as of March 2025.

A rodent inspection in July 2025 passed, though previous inspections in 2025 indicated rat activity and bait application needs. The building has a pattern of maintenance violations affecting resident quality of life. In July 2024, significant violations were documented in Apartment 1D, including pest infestations (mice and roaches), mold issues, and problems with window repairs. Other building-wide violations include encroachments obstructing fire escapes related to air conditioning units, as noted in open violations from September 2024.

While the building has regularly passed rodent inspections in 2024 and 2025, there have been historical issues with vermin, as evidenced by multiple Housing Maintenance Code complaints regarding pests. The building's history also shows periodic heat system problems, with several emergency heat/hot water complaints filed and closed without proper access for inspection. Two bedbug cases were reported in 2022-2023, though more recent filings from 2023-2025 indicate no current infestations. The property has multiple Department of Buildings violations, including an active 2023 citation for failure to file a required technical report, and previous ECB violations related to facade maintenance from 2020, which were resolved with penalties.

Last updated: July 27, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

4411 Broadway Report Contents

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4411 Broadway Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Washington Heights.

Building Characteristics

Total units 83
Year built 1928
Total area 74356 sq ft
Floors 6
Tax Abatements None
Building Class NEW LAW TENEMENT
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Key Building Statistics

4
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
43
Housing Violations
Class B & C housing maintenance code violations.
81
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
3
Work Orders
Repair orders issued by city agencies.
5
ECB Violations
Environmental Control Board violations on record.
0
Evictions
Evictions executed by city marshalls.
25
Rodent Inspections
Rodent inspections conducted by DOHMH.
7
Building Permits
Permits issued by DOB in the last 7 years.

Included Addresses

  • 4411 Broadway, New York, NY 10040
  • 4413 Broadway, New York, NY 10040
  • 4415 Broadway, New York, NY 10040
  • 4417 Broadway, New York, NY 10040
  • 4419 Broadway, New York, NY 10040
  • 701 West 189th St, New York, NY 10040
  • 703 West 189th St, New York, NY 10040
  • 705 West 189th St, New York, NY 10040
  • 707 West 189th St, New York, NY 10040
  • 709 West 189th St, New York, NY 10040
  • 4423 Broadway, New York, NY 10040

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4411 Broadway Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

Date FiledCase TitleCourtLink
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4411 Broadway Rent Control Status

Year Built
Built before 1974
Units
More than 6 units
RGB Registration
Registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
Before 1974 >6 units Registered None

Full Building Data for 4411 Broadway

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 4411 Broadway. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2025-06-132025-06-22Door/window-Window FrameEmergencyCLOSE
2025-06-132025-06-22Unsanitary Condition-PestsNon EmergencyCLOSE
2025-06-132025-06-22Door/window-DoorEmergencyCLOSE
2025-06-132025-06-22Unsanitary Condition-MoldEmergencyCLOSE
2025-06-132025-06-22Flooring/stairs-FloorNon EmergencyCLOSE
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Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 4411 Broadway. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date
2024-09-04BOpenNoneNone§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES AIR CONDITIONING UNIT PETRUDING MORE THAN 4 INCHES FROM WINDOW SILL AT 4TH STORY BALCONY FIRE ESCAPE AT BUILDING FRONTNone
2024-09-04BOpenNoneNone§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES AIR CONDITIONING UNIT PETRUDING MORE THAN 4 INCHES FROM WINDOW SILL AT 3RD STORY BALCONY FIRE ESCAPE AT BUILDING FRONTNone
2024-07-24COpenNone1DHMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 1D, 1st STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-07-24COpenNone1DHMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 1D, 1st STORY, 1st APARTMENT FROM SOUTH AT WESTNone
2024-07-17ACloseNone1D§ 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQFT AT CEILING IN THE 2nd BATHROOM FROM EAST LOCATED AT APT 1D, 1st STORY, 1st APARTMENT FROM SOUTH AT WESTNone
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311 Service Requests

Service requests made to 311 for 4411 Broadway. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2025-04-13 10:29HEAT/HOT WATERENTIRE BUILDINGClosedHPD
2025-04-12 23:27UNSANITARY CONDITIONPESTSClosedHPD
2025-04-03 19:21UNSANITARY CONDITIONPESTSClosedHPD
2025-03-24 21:57RodentRat SightingClosedDOHMH
2025-03-02 15:22UNSANITARY CONDITIONPESTSOpenHPD
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DOB Complaints

Department of Buildings complaints regarding 4411 Broadway.

Complaint #FiledStatusCategoryInspection DateDisposition
16748982024-08-13CLOSEDAfter Hours Work – Illegal2024-08-17No Violation Warranted For Complaint At Time Of Inspection (2024-08-17)
15634842021-02-01CLOSEDTenant Safety Inspection2021-01-29No Violation Warranted For Complaint At Time Of Inspection (2021-02-01)
15551912020-10-09CLOSEDTenant Safety Inspection2020-10-08No Violation Warranted For Complaint At Time Of Inspection (2020-10-09)
15430152020-05-13CLOSEDIllegal Conversion No Access Follow-Up2020-05-12Oath Violation Served (2020-05-13)
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DOB Violations

Department of Buildings violations regarding 4411 Broadway.

Date IssuedCategoryDescriptionStatusComments
2023-02-22V-DOB VIOLATION - ACTIVEFAILED TO FILE FISP CYCLE 9B TECHNICAL REPORT BY 2/21/2023
2020-09-02V*-DOB VIOLATION - DISMISSEDFAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION000810 PAID INV 903077432020-09-22
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Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 4411 Broadway. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

DateTypeDescriptionStatus
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Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 4411 Broadway. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2025-06-060002023-11-012024-10-31
2024-01-020002022-11-012023-10-31
2023-01-030002021-11-012022-10-31
2022-03-082202020-11-012021-10-31
2021-04-290002019-11-012020-10-31
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Rodent Inspections

Recent rodent inspection results for 4411 Broadway. Data from NYC DOHMH.

DateTypeResult
2025-07-16InitialPassed
2025-05-01ComplianceRat Activity
2025-03-26InitialRat Activity
2024-10-29InitialPassed
2024-10-29InitialPassed
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HPD Litigation Explanation

The table below shows the HPD litigation records for 4411 Broadway. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found
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OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 4411 Broadway. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus
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ECB Violations

Environmental Control Board violations for 4411 Broadway. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2020-07-1635538688JS & F GROUP LLCFAILURE TO COMPLY WITH COMMISSIONER'S ORDER TO FILE A CERTIFICATE OF CORRECTION WITH THE DEPARTMENT OF BUILDING.PREVIOUS VIOLATION#35538382ZWAS ISSUED ON 5/19/20.NOTE:A OF TODAY 7/16/20 NO CERTIFICATE OF CORRECRESOLVE1250.00.0
2020-07-1635538689LS & F GROUP LLCFAILURE TO MAINTAIN BUILDING EXTERIOR WALLS/FACADE AND APPURTENANCES.AT THE TIME OF INSPECTION OBSERVED AT EXPOSURE 2 CRACK A COURTYARD NORTH 5 FLOOR FACING EXPOSURE 2,DAMAGED FIRE ESCAPE LANDING,DAMAGED JOINTSRESOLVE1250.00.0
2020-05-1935538383ZS & E ASSOCIATESOWNER FAILED TO REPAIR BUILDING EXTERIOR FACADE AND APPURTENANCES WITHIN THE RECOMMENDED COMPLETION DATE(12-31-19)INDICATED ON THE TECHNICALREPORT ON RECORD.NOTE:EXPOSURE 4,EAST ELEVATION INSET FACADE TO RIGHTRESOLVE2530.00.0
2020-05-1235476227XRUBEN RAMIREZ CRUZ GUERREAC 28-201.1 (ED) NO 103 FAILURE TO COMPLY WITH MAYORS EXECUTIVE ORDER 103 NOTED: @TIME OF INSPECTION OBSERVED @GROUND FLOOR OPERATION OF BUSINESS OR ENTITY AS A FLOWER SHOP GUERRERO FLOWER SHOP.REM: COMPLY WITHACTIVE1250.00.0
2018-05-2135318834YS & E CROUP LLCFAILURE TO MAINTAIN EXTERIOR BLDG FACADES & APPURTENANCES.NOTE:@TIME OF INSP I OBSERVED @SOUTH ELEVATION EXP #1 PC OF PLYWOOD ON AC UNIT @2ND FL.FLOWER POT ON FIRE ESCAPE LANDING ON 4TH-5TH FL NORTH ELEVATION ERESOLVE0.00.0
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Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 4411 Broadway. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus
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Vacate Orders Explanation

The table below shows the vacate orders for 4411 Broadway. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits
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Work Orders Explanation

The table below shows the work orders for 4411 Broadway. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge
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Liens Explanation

The table below shows tax and water liens for 4411 Broadway. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle
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Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 4411 Broadway. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 4411 Broadway. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus
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Fire Inspections

Fire Department inspection records for this property.

DateTypeResult
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Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration
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Water Connections

Water connection permits and records for 4411 Broadway. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 4411 Broadway. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 4411 Broadway. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
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Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 4411 Broadway Compares

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Get access to comprehensive violation records, court cases, landlord portfolios, and detailed maintenance history for this building and thousands of others.

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