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Building and Landlord Data Analysis Report

4001 5th Avenue, Brooklyn, NY 11232

2
DOB Complaints
18
311 Housing Calls
9
Housing Violations
2
Permits

Risk Assessment

96
Low Risk

This building shows minimal signs of maintenance issues based on our analysis.

Our AI predicts there is a 96% chance of no major maintenance issues.
Augrented Insights Report for 4001 5th Avenue

The four-story, six-unit tenement building at 4001 5th Avenue in Sunset Park, owned by Tian Wu Lu and constructed in 1925, has experienced several significant maintenance and safety issues over recent years. Most notably, there is an open violation from October 2024 regarding flower pots obstructing fire escape egress on the second-story balcony, along with a safety-related sprinkler inspection in October 2024 that HPD was unable to complete.

The building faced multiple access denial issues in February 2022, when complaints about water leaks, pest problems, wall conditions, and window frames were filed, though these were subsequently closed. A cluster of concerning violations emerged in January 2020 from apartment 3F, including lead paint hazards, mice infestation, door issues, and fire safety concerns, though some of these were later addressed through permit issuance. The property has maintained a clean record regarding bed bugs, with no reported infestations or eradications in the past four reporting periods from 2021 to 2024, and demonstrated improvements in rodent control, passing inspections in 2017 and 2014 after a rat activity finding in January 2020.

Recent history shows some unauthorized modifications, with an active ECB violation from April 2024 regarding unpermitted exterior enclosure installation and kitchen equipment, though this was addressed with a $1,250 penalty. The building's maintenance record includes various food safety inspections and the resolution of multiple 311 complaints, though some complaints, particularly regarding sprinkler systems and other safety features, remain unresolved or require follow-up inspections. While the building has faced periodic maintenance challenges, including multiple violations related to egress obstruction and various housing maintenance code violations, there is evidence of ongoing compliance efforts, as seen in the regular bed bug reporting and prompt responses to some violations through proper permit channels.

Last updated: July 27, 2025
This report is created with AI and based on the most recent 10 data items in each category. Full reports with 50+ data points are available to subscribers.

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4001 5th Avenue Building Overview

Renter Risk Rating

This building is in the riskiest 10% of buildings in Sunset Park.

Building Characteristics

Total units 6
Year built 1925
Total area 5850 sq ft
Floors 4
Tax Abatements None
Building Class NEW LAW TENEMENT
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Key Building Statistics

2
DOB Complaints
Complaints filed with the Department of Buildings in the last 7 years.
9
Housing Violations
Class B & C housing maintenance code violations.
18
311 Housing Calls
Housing-related 311 service requests in the last 7 years.
1
Work Orders
Repair orders issued by city agencies.
1
ECB Violations
Environmental Control Board violations on record.
0
Evictions
Evictions executed by city marshalls.
1
Rodent Inspections
Rodent inspections conducted by DOHMH.
2
Building Permits
Permits issued by DOB in the last 7 years.

Included Addresses

  • 4001 5th Ave, New York, NY 11232
  • 502 40th St, New York, NY 11232
  • 504 40th St, New York, NY 11232
  • 506 40th St, New York, NY 11232
  • 508 40th St, New York, NY 11232

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4001 5th Avenue Landlord Information

HPD Registration Contacts

Contact data is from NYC HPD building registration.

RoleNameAddress

Landlord Portfolio

Other NYC buildings registered to this landlord.

AddressUnitsCode ViolationsRisk Rating

Landlord Court Records

NYC housing court and civil court records. Name matching only; verify parties are actually the owners by reviewing the case files!

4001 5th Avenue Rent Control Status

Year Built
Built before 1974
Units
More than 6 units
RGB Registration
Registered
Tax Abatement
None found
Year BuiltUnitsRGB RegistrationTax Abatement
Before 1974 >6 units Registered None

Full Building Data for 4001 5th Avenue

Housing Maintenance Code Complaints

This table shows complaints to 311 related to potential NYC Housing Maintenance Code (HMC) for 4001 5th Avenue. These complaints are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Date ReceivedSttatus DateCategoryTypeStatus
2024-10-082024-10-13Safety-SprinklerImmediate EmergencyCLOSE
2022-02-012022-02-25Paint/plaster-WallEmergencyCLOSE
2022-02-012022-02-25Door/window-Window FrameEmergencyCLOSE
2022-02-012022-02-25Unsanitary Condition-PestsNon EmergencyCLOSE
2022-02-012022-02-25Water Leak-Slow LeakNon EmergencyCLOSE

Housing Maintenance Code Violations

This table shows violations of the NYC Housing Maintenance Code (HMC) issued by HPD for 4001 5th Avenue. These violations are related to conditions such as lack of heat, hot water, mold, pests, and other habitability issues. Class B and C violations are the most serious and may indicate significant problems with building maintenance or safety.

Inspection DateClassStatusStatus DateApartmentNOV DescriptionCertified Date
2024-10-09BOpenNoneNone§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES CONSISTING OF FLOWER POTS AT 2ND STORY BALCONY AT BUILDING FRONT AT FIRE ESCAPENone
2024-04-03ACloseNoneNone(A) § HMC:FILE ANNUAL BEDBUG REPORT IN ACCORDANCE WITH HPD RULE AS DESCRIBED ON THE BACK OF THIS NOTICE OF VIOLATION OR AS DESCRIBED ON HPDS WEBSITE, WWW.NYC.GOV\HPD, SEARCH BED BUGS.None
2022-02-18ACloseNoneNone(A) § HMC:FILE ANNUAL BEDBUG REPORT IN ACCORDANCE WITH HPD RULE AS DESCRIBED ON THE BACK OF THIS NOTICE OF VIOLATION OR AS DESCRIBED ON HPDS WEBSITE, WWW.NYC.GOV\HPD, SEARCH BED BUGS.None
2021-04-05ACloseNoneNone(A) § HMC:FILE ANNUAL BEDBUG REPORT IN ACCORDANCE WITH HPD RULE AS DESCRIBED ON THE BACK OF THIS NOTICE OF VIOLATION OR AS DESCRIBED ON HPDS WEBSITE, WWW.NYC.GOV\HPD, SEARCH BED BUGS.None
2020-01-11BOpenNoneNone§ 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF WOOD STORAGE FOR GARBAGE BIN OBSTRACTING DROP LADDER LANDINGNone

311 Service Requests

Service requests made to 311 for 4001 5th Avenue. Data from NYC 311.

Created DateTypeDescriptionStatusAgencyResolution
2024-10-08 00:24SAFETYSPRINKLERClosedHPD
2022-10-04 14:59Food EstablishmentFood TemperatureClosedDOHMH
2022-02-01 08:29PAINT/PLASTERWALLClosedHPD
2022-02-01 08:29WATER LEAKSLOW LEAKClosedHPD
2022-02-01 08:29UNSANITARY CONDITIONPESTSClosedHPD

DOB Complaints

Department of Buildings complaints regarding 4001 5th Avenue.

Complaint #FiledStatusCategoryInspection DateDisposition
39783782024-09-26CLOSEDPlumbing: Defective/Leaking/Not Maintained2024-10-01No Violation Warranted For Complaint At Time Of Inspection (2024-10-02)
39569782024-04-18CLOSEDWork Without a Permit – Occupied Multiple Dwelling2024-04-18Oath Violation Served (2024-04-19)

DOB Violations

Department of Buildings violations regarding 4001 5th Avenue.

Date IssuedCategoryDescriptionStatusComments

Indoor Environment Complaints (DOHMH)

The table below shows indoor environment complaints received regarding the conditions at 4001 5th Avenue. The information includes the date, type, description, and status of each complaint. The data is sourced from DOHMH/311.

Bedbug Infestations

The table below shows the bedbug reports filed by the landlord for 4001 5th Avenue. The information includes the file date, infested units, eradicated units, re-infested units, filing start date, and filing end date. The data is sourced from DOHMH. Landlords are required to file these reports; missing data may indicate non-compliance.

File DateInfested UnitsEradicated UnitsRe-infested UnitsFiling Start DateFiling End Date
2024-04-290002022-11-012023-10-31
2023-01-050002021-11-012022-10-31
2022-04-260002020-11-012021-10-31
2021-05-240002019-11-012020-10-31

Rodent Inspections

Recent rodent inspection results for 4001 5th Avenue. Data from NYC DOHMH.

DateTypeResult
2020-01-07InitialRat Activity
2017-03-13InitialPassed
2014-12-11InitialPassed

HPD Litigation Explanation

The table below shows the HPD litigation records for 4001 5th Avenue. The information includes the open date, case type, status, judgement, penalty and whether harassment was found. The data is sourced from HPD.

Source: HPD
Open DateCase TypeStatusJudgementPenaltyHarassment found

OATH Cases Explanation

The table below shows the Office of Administrative Trials and Hearings cases for 4001 5th Avenue. The information includes the date, agency, respondent, charge, result, penalty, and status. The data is sourced from OATH.

Source: Office of Administrative Trials and Hearings (OATH)
DateAgencyRespondentChargeResultPenaltyStatus

ECB Violations

Environmental Control Board violations for 4001 5th Avenue. Data from ECB.

DateNumberRespondentDescriptionStatusPenaltyBalance Due
2024-04-1835680695PNEW FENG PROPERTY INCWORK W/O PERMIT.AT TIME OF INSPECTION OBSERVED ATTACHED ENCLOSURE ERECTED OUTSIDE GROUND FLOORS COMMERCIAL SPACE AT EXP 1 & 2 OF ABOVE BUILDING.SIZING APROX 14'X3'X7'.ALSO NOTED A KITCHEN GRILL & EXHAUST INSTALACTIVE1250.00.0

Alternative Enforcement Program (AEP) Explanation

The table below shows the Alternative Enforcement Program (AEP) records for 4001 5th Avenue. The information includes the start date, start violations, discharge date, and status. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Start DateStart ViolationsDischarge DateStatus

Vacate Orders Explanation

The table below shows the vacate orders for 4001 5th Avenue. The information includes the effective date, rescinded date, reason, type, and units. The data is sourced from DOB.

Source: Department of Buildings (DOB)
Effective DateRescinded DateReasonTypeUnits

Work Orders Explanation

The table below shows the work orders for 4001 5th Avenue. The information includes the date created, type, description, and charge. The data is sourced from HPD.

Source: Department of Housing Preservation and Development (HPD)
Date CreatedTypeDescriptionCharge

Liens Explanation

The table below shows tax and water liens for 4001 5th Avenue. Information includes tax class, month, water only flag, amount, and cycle. Data is sourced from NYC Department of Finance.

Source: NYC Department of Finance
Tax ClassMonthWater OnlyAmountCycle

Case NumberDateTypeStatusDetails

Sales Records

Sales transactions for 4001 5th Avenue. Data includes sale date, price, buyer, and seller.

DatePriceBuyerSeller

Asbestos Records

Asbestos abatement filings and records for 4001 5th Avenue. Data includes filing date, type, and status.

Start DateEnd DateStatusProcedureFloor

Fire Violations

Violations issued by the Fire Department for this property.

Violation NumberDateDescriptionStatus

Fire Inspections

Fire Department inspection records for this property.

Fire Certificates

Fire safety certificates for this property.

TypeIssue DateExpiration

Water Connections

Water connection permits and records for 4001 5th Avenue. Data includes connection type, date, and status.

MaterialRecord Type

Elevator Permits

Elevator permit records for 4001 5th Avenue. Data includes permit type, issue date, and status.

TypeIssue DateStatus

Landmark Violations

Landmark preservation violations for 4001 5th Avenue. Data includes violation date, type, and status.

DateTypeStatus

Planning Projects

City Planning (ZAP) project applications for this building. Data includes project ID, status, borough, and lot/block information.

Project IDStatusBoroughBlockLot
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Building Permits

Department of Buildings issued building permits for this property. This includes permits for construction, alteration, and demolition work. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

Electrical Permits

Department of Buildings issued electrical permits for this property. This includes permits for electrical work, installations, and modifications. Data includes permit type, job number, status, and issue date.

Permit TypeJob NumberStatusIssue Date

How 4001 5th Avenue Compares

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